securities Operations representativeWells Fargo

About Wells Fargo India & Philippines
is a critical component of Wells Fargo's strategy to leverage distinct advantages in doing business in a global environment. Wells Fargo India & Philippines is primarily an extension of the technology, operations, and corporate support teams of Wells Fargo. It engages in application development and support, testing, other technology functions, international operations, knowledge support, and middle and back-end banking process solutions for a wide spectrum of Wells Fargo's needs. It currently has offices in Bengaluru, Chennai, Hyderabad, and Manila.
Department Overview
Wealth & Investment Management (WIM) is one of the nation's leading providers of financial and investment services in the United States. We offer a full range of products and services to meet clients' unique needs and help them achieve financial goals. Services include Brokerage, Comprehensive planning and advice, Estate planning strategies, Investment management and Private banking
About this role:
Wells Fargo is seeking a Securities Operations Representative for Account Opening and Maintenance team to support incoming calls from Financial Advisors and address account opening related concerns.
In this role, you will:
Perform various operational tasks on complex securities that require general knowledge of unit functions and systems
Support securities operations
Identify ways to improve the overall process
Perform moderately complex duties such as processing, researching inquires and reconciling transactions
Review time sensitive documents
Receive direction from supervisor and coordinate situations involving other departments
Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
Interact with internal customers
Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
Required Qualifications:
Experience in Securities Operations, or equivalent demonstrated through one or a combination of the following: work experience, training, education
Desired Qualifications:
Excellent problem solving, analytical and technical skills with ability to apply critical judgment and come up with effective decisions
Strong verbal and written communication skills and proficiency for detailed documentation with ability to validate work
Ability to adapt to a fast paced environment and perform under pressure with a with a high motivation and able to meet stringent deadlines with strong sense of urgency and results and detail orientation
Ability to plan, prioritize and execute a body of work with minimal supervision
Performs a variety of operational tasks for account opening and maintenance related to transactions and processes. Account opening and maintenance online walkthrough and document requirements, approval of documents and service requests (not related to asset movement), general inquiries regarding policies and procedures (not related to asset movement)
The Account Opening and Maintenance - Securities Ops representative will perform variety of operational tasks for account opening and maintenance related to transactions and processes. Account opening and maintenance online walkthrough and document requirements, approval of documents and service requests (not related to asset movement), general inquiries regarding policies and procedures (not related to asset movement)
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Wells Fargo

Taguig City, Metro Manila
Permanent
Full-time