Supervisory control associateThe Wells Fargo Foundation

About this role: Wells Fargo is seeking a Supervisory Control Associate... In this role, you will: Primary role: * Review escalated electronic communications on a daily basis * Further escalate emails that do not meet internal company policies About this role: Wells Fargo is seeking a Supervisory Control Associate... In this role, you will: Primary role: Review escalated electronic communications on a daily basis Further escalate emails that do not meet internal company policies or applicable laws & regulations Review internet searches results and escalate non-compliance postings Reviews or approve social media content to ensure compliance to company policies and regulations before posting to different social media platforms recommends changes or further review of non-compliant content. Review and validate correspondence and external accounts on investment plans provided to the clients Conduct audits of Regional Supervisor's notations or documentations on various trade blotter alerts and account reviews, when applicable Ensure accuracy of trackers and data entries on different tools and applications. Meet regulatory and service level agreement deadlines Completes all trainings within the deadline (web-based trainings, document submission, etc.) Secondary role: Attend all necessary forums, meetings, etc. as advised by Team Lead or Manager Perform Subject Matter Expert functions such as mentoring new hires, facilitating skill up sessions, and supporting cross-product trainings Initiate or suggest process improvement ideas to increase efficiency, reduce risk, improve customer experience, and promotes team member engagement Perform delegated functions to be assigned by Team Lead or Manager Required Qualification : Graduate of a four-year course FINRA Series 7 Licensed At least 3 years working experience, two years in banking and brokerage industry Desired Qualifications: Graduate of Banking and Finance or any related courses Job Expectations: Quality-oriented and demonstrates high-level of attention to detail Excellent analytical and technical skills with ability to apply critical judgment and come up with effective decisions Strong verbal and written communication skills and proficiency for detailed documentation with ability to validate work Proficient with Microsoft program Ability to adapt to a fast paced environment and perform under pressure with a high motivation and able to meet stringent deadlines with strong sense of urgency and results and detail orientation Ability to plan, prioritize, and execute a body of work with minimal supervision Exceptional research, data entry and exception handling skills Possesses an impeccable reputation for integrity, accuracy, consistency and business acumen Familiarity with banking documents Ability and experience to interact with US customers Flexibility to work in night shifts, or weekends/holidays if deemed necessary by the business. We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US:All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Monster

Taguig City, Metro Manila
Permanent
Full-time