senior Compliance officerIQ-EQ

Company Description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
Job Description
This role sits within the second line of defense and will assist in the implementation of the wider Risk & Compliance model. The Risk & Compliance function is responsible for providing oversight and reporting regarding internal and external obligations to senior compliance and management.
You will need to supervise key compliance initiatives and local team members in supporting the various offices within Asia, including managing, and building out an effective KYC records tracking process in line with IQEQ Group Standards.
Everyday is unique thus you would need to proactively identify situations that may pose significant risk to the various business lines and providing timely feedback to close these gaps.
Participating in compliance advisory and integration projects where necessary, you will need to do automatic bulk screening, implementation of a transaction monitoring tool and acting as a resource to the team on KYC/ CDD/ AML matters as and when required.
Strong presentation and reporting skills are needed as you will be asked to preparing reports to Senior Management or Group Compliance where required and escalating any higher risk compliance matters within our existing governance structure
As this is a Senior role, providing support and liaising with the front line staff (client facing) locally and from various cluster offices within Asia should be done to obtain the updated KYC / CDD documents where necessary which includes the collection of Source of Wealth & Source of Funds and CRS / FATCA.
Keeping a collaborative mindset is a must as you assist and support implementation of projects undertaken by the relevant cluster Risk & Compliance teams. Supporting other departments as well if needed.
To ensure that all potential risks are avoided, you would be asked to conduct AML / CFT Online Risk Assessments and Risk Rating Reviews for client accounts including periodic reviews and triggering events, in line with relevant local regulations and IQEQ Group Standards
We are never complacent and always encourage our people to look for ways to improve our business; here everyone's opinion counts and we will value your contribution.
Your long-term career goals are important to us too. We want to make sure we're providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.
Qualifications
Essential Criteria:
Bachelor's degree in law, accounting, finance, or equivalent fields
At least 5-7 years' relevant work experience, preferably in Regulatory or AML/CFT Compliance within a Financial Institution
Strong working knowledge of AML/CFT requirements within the financial services industry
Project management and analytical skills, together with the ability to support decisions with sound commercial reasoning
Has the flexibility and adaptability to support or directly work on other compliance-related initiatives, as may be required
Proficiency in English written and verbal communication
Ability to work in a fast-paced environment
Desired Criteria:
Strong MS Office skills (especially Excel)
Professional Certifications in Anti-Money Laundering (such as ICA or ACAMS) is not mandatory but would be an advantage
Previous experience within the Trust, Company and Fund Administration Sector
Additional Information
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
IQ-EQ

Pasig City, Metro Manila
Permanent
Full-time