intermediate Compliance associateElevate Services
Workplace: MetroManila, Manila, Taguig
Salary: Agreement
Work form: Full time
Posting Date: 19/11/2023
Deadline: 14/11/2022
Responsibilities & Qualifications
Specifically, you will
Screen electronic communications quickly and effectively using client-developed guidelines on market abuse and non-compliance
Identify and escalate potential instances of market abuse
Work with client teams to ensure the efficient escalation of relevant cases
Assist with reports when necessary on the eCommunications Surveillance KPIs
Experience
Experience or interest in eCommunications Surveillance, trade surveillance, market abuse or compliance within a financial services setting
Skills for Success
High level of attention to detail
Strong problem-solving skills
Proactive with minimal need for guidance
Basic familiarity with regulation surrounding electronic communication surveillance
Basic familiarity with FCA regulations and application to financial services clients
Basic knowledge of compliance and trade monitoring software is a plus but not essential
A team player who works well within a collaborative environment
Can work quickly and can handle large volumes of data and text
Keen interest in eCommunications Surveillance, trade surveillance, market abuse or compliance within financial services setting
Qualifications
Bachelor degree required
Company Information
Elevate is the law company. We provide consulting, technology, and services to law departments and law firms. Elevate is home to those of us who dedicate our multi-disciplinary careers and diverse experiences to improving the legal industry. It is our place to 'make a dent in the universe.
Recent distinctions include:
2021 winner, Association of Corporate Counsel (ACC) Value Champions Award
Winner, Inc. 5000 Fastest-Growing Private Companies: 2021, 2020, 2018, 2017, 2016
For the 6th year in a row, named by Chambers & Partners in 2021 as a Top Global
Services Provider (Band 1 - highest ranking)
Inc. 500 Best-Led Companies of 2021
Learn more at https://elevateservices.com
See more jobs at https://elevateservices.com/jobs-at-elevate/
Follow us on social media
https://www.linkedin.com/company/elevate-services
https://twitter.com/ElevateServices
Elevate Services
Specifically, you will
Screen electronic communications quickly and effectively using client-developed guidelines on market abuse and non-compliance
Identify and escalate potential instances of market abuse
Work with client teams to ensure the efficient escalation of relevant cases
Assist with reports when necessary on the eCommunications Surveillance KPIs
Experience
Experience or interest in eCommunications Surveillance, trade surveillance, market abuse or compliance within a financial services setting
Skills for Success
High level of attention to detail
Strong problem-solving skills
Proactive with minimal need for guidance
Basic familiarity with regulation surrounding electronic communication surveillance
Basic familiarity with FCA regulations and application to financial services clients
Basic knowledge of compliance and trade monitoring software is a plus but not essential
A team player who works well within a collaborative environment
Can work quickly and can handle large volumes of data and text
Keen interest in eCommunications Surveillance, trade surveillance, market abuse or compliance within financial services setting
Qualifications
Bachelor degree required
Company Information
Elevate is the law company. We provide consulting, technology, and services to law departments and law firms. Elevate is home to those of us who dedicate our multi-disciplinary careers and diverse experiences to improving the legal industry. It is our place to 'make a dent in the universe.
Recent distinctions include:
2021 winner, Association of Corporate Counsel (ACC) Value Champions Award
Winner, Inc. 5000 Fastest-Growing Private Companies: 2021, 2020, 2018, 2017, 2016
For the 6th year in a row, named by Chambers & Partners in 2021 as a Top Global
Services Provider (Band 1 - highest ranking)
Inc. 500 Best-Led Companies of 2021
Learn more at https://elevateservices.com
See more jobs at https://elevateservices.com/jobs-at-elevate/
Follow us on social media
https://www.linkedin.com/company/elevate-services
https://twitter.com/ElevateServices
Elevate Services
Other Info
Taguig City, Metro Manila
Permanent
Full-time
Permanent
Full-time
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Elevate Services
About the company
Elevate Services jobs
Taguig, Metro Manila
Position intermediate Compliance associate recruited by the company Elevate Services at MetroManila, Manila, Taguig, Joboko automatically collects the salary of , finds more jobs on Intermediate Compliance Associate or Elevate Services company in the links above
About the company
Elevate Services jobs
Taguig, Metro Manila