financial crime Compliance team memberDTCC

Job Description:
Organization Description
The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters.
The Compliance Department is dedicated to protecting DTCC against risks of non-compliance with applicable laws and regulatory matters affecting DTCC and its subsidiaries, including evaluating and responding to new and changing federal, state, local and administrative regulations.
About this Opportunity
The FCC Senior Analyst role within the Compliance Department is responsible for reporting metrics on a regular and ad-hoc basis to senior management, reviewing and updating policies and procedures, responding to regulatory and law enforcements requests for data and documentation, resolving alerts, investigating cases, and other surveillance functions in support of DTCC's Transaction Monitoring ("TM") and Suspicious Activity Reporting ("SAR") programs, and to ensure DTCC's adherence to regulatory and compliance requirements as they relate to all lines of business and across all functional areas of DTCC subsidiaries.
Your Responsibilities:
Transaction Monitoring
Reviews, researches and resolves alerts/cases generated by the Transaction Monitoring Case Management System in a timely manner
Makes case recommendations to the FCC Associate Director(s) and Director related to regulatory reporting requirements such as Suspicious Activity Report filings.
Maintains records of alert documentation to support actions taken to close or escalate alerts
Supports the FCC Associate Director(s) and Director with the design and development of new TM scenario rules, new investigative standards and practices, testing and implementation of TM systems and investigation support systems, investigations trend reporting and analysis, and the optimization of rules for existing TM scenarios.
Performs on-going analysis of active/retired scenarios and transactional activity for DTCC products/services
Interfaces with various DTCC Operations areas, Clients, and Transfer Agents to solicit information needed to resolve alerts and investigate cases.
Drafts memos to document changes and additions to processes, systems and procedures.
Updates written procedures and job aids for alert/case processing to keep them current and in line with changing regulatory requirements.
Assists in training of team members as well as other Compliance members and the business on investigative processes.
Interacts with DTCC's business unit's management, Regulators, and Internal Audit.
Performs other special projects or assignments, as requested on an ad-hoc basis
Regulatory Reporting
Supports DTCC's metrics reporting for Financial Crime Compliance and interfaces with regulators and law enforcement:
Takes ownership for analyzing data and generating reports to be distributed to senior management, the Board of Directors and the Audit Committee
Responds to requests for information from regulators, law enforcement and other banks and broker-dealers
Compiles supporting documentation pertaining to requests from internal Audit and external regulatory examiners
Maintains regulatory awareness and compliance and ensures adherence to risk-related policies and best practices
Performs FinCEN 314(a) screening and report any true matches to law enforcement
Serves as the DTCC FinCEN 314(b) information sharing point of contact to send 314(b) requests for information and respond to 314(b) requests from other financial institutions
Knowledge and Skills Required
Strong analytical/investigative skills and knowledge
Ability to interface with various levels of management at DTCC, Transfer Agents, and regulators
Good understanding of Compliance investigative process and techniques
Superior knowledge of and proficiency with using mainframe and PC-based applications
Ability to manage multiple priorities across varying functions
Proven ability to synthesize detail and information related to day-to-day operations into the presentation of key points and trends
Excellent communication, organizational, and follow-up skills
Familiarity with securities laws and Bank Secrecy Act/AML regulations
Familiarity with DTCC operations
Experience working on large and critical projects
Qualifications:
Minimum of 3 years of related experience
Bachelor's or Associate's degree preferred
About Us: About DTCC
DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry's needs and we're working to continually improve the world's most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle.
Our work environment favors openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.
About the Team:
The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters.
The Compliance Department is dedicated to protecting DTCC against risks of non-compliance with applicable laws and regulatory matters affecting DTCC and its subsidiaries, including evaluating and responding to new and changing federal, state, local and administrative regulations.
DTCC

Philippines
Permanent
Full-time