Compliance risk assessments and testing associate (us shift)DTCC

Job Description:
Are you ready to make an impact at DTCC?
Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve.
Pay and Benefits:
Competitive compensation, including base pay and annual incentive
Comprehensive health and life insurance and well-being benefits, based on location
Pension / Retirement benefits
Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).
Why you'll love this job:
Being a member of the Compliance Testing Team, the Associate will support senior leadership in assessing and testing controls for adherence to regulatory requirement and industry standards. The Compliance Department ensures DTCC's adherence to regulatory and compliance requirements as they relate to all lines of business and across all functional areas of the various subsidiary companies.
Your Primary Responsibilities:
With mentorship, create and implement test plans to assess the efficiency of the control environment established by DTCC to stay in sync with applicable laws and regulations.
With guidance, identify control deficiencies, evaluate the impact, and assist the business with identifying sustainable corrective actions.
Document work performed clearly and concisely and prepare well-written reports.
Evaluate and improve processes within the function.
Understand and exhibit behaviors and proficiencies that demonstrate a risk management approach.
Support alignment of the function with the overall compliance strategy.
Foster an environment of regulatory awareness and maintain awareness of regulatory requirements and ongoing changes in DTCC's business.
Interface and build relationships with the businesses as well as other control functions to understand tactical and big picture issues in the organization.
Align risk and control processes into day to day responsibilities to assess and mitigate risk..
**NOTE: The Primary Responsibilities of this role are not limited to the details above. **
Additional Qualifications:
Minimum of 2 years of related experience
Bachelor's degree preferred or equivalent experience Superior communication, interpersonal, and listening skills.
Talents Needed For Success:
Knowledge of compliance testing principles and standards, including industry best practices and compliance controls
Knowledge of the financial services industry and regulatory environment
Knowledge of and ability to interpret financial services industry regulatory requirement
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
About Us:
DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry's needs and we're working to continually improve the world's most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle.
DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.
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About the Team:
The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters.
The Compliance Department is dedicated to protecting DTCC against risks of non-compliance with applicable laws and regulatory matters affecting DTCC and its subsidiaries, including evaluating and responding to new and changing federal, state, local and administrative regulations.
DTCC

Manila City, Metro Manila
Permanent
Full-time