Compliance assistantCOL Financial Group, Inc.
Workplace: MetroManila, Manila, Pasig
Salary: Agreement
Work form: Full time
Posting Date: 19/10/2023
Deadline: 23/07/2021
Assist the Compliance Officers in:
Monitoring compliance with applicable laws, and rules and regulations of regulatory agencies
Ensuring compliance with the reportorial requirements and other requests of the SEC, PSE, CMIC, and other regulatory authorities
Facilitate the application of SEC licenses of Company personnel as well as the renewal thereof
Review documents submitted in relation to account opening and accept accounts with complete requirements; conduct enhanced due diligence review for accounts tagged as high risk
Assist the notary public in the notarization and preparation of notarial reports
Liase with internal and external stakeholders on different compliance concerns
May be required to take the Associate Person exam in 3 years
Bachelor's Degree in any course, preferably pre-law major or related courses
Excellent oral and written communication skills
Strong organization skills and good attention to detail
Can work independently and with minimum supervision
Special Leave Benefits for Women
Single Parent Leave
Paid Holidays
Medical / Health Insurance
Paid Sick Leave
Paid Bereavement/Family Leave
Life Insurance
Paid Vacation Leave
Maternity & Paternity Leave
Entry Level / Junior, Apprentice Legal Financial Services 1 opening Bachelor's degree graduate
COL is the country's most trusted wealth-building partner, helping nearly 400,000 Filipinos invest in stocks and mutual funds.For over 20 years now, COL has been committed to empower Filipinos to build their wealth and achieve financial independence, by providing them the tools and guidance they need to make smarter investing decisions.
Kalibrr
Monitoring compliance with applicable laws, and rules and regulations of regulatory agencies
Ensuring compliance with the reportorial requirements and other requests of the SEC, PSE, CMIC, and other regulatory authorities
Facilitate the application of SEC licenses of Company personnel as well as the renewal thereof
Review documents submitted in relation to account opening and accept accounts with complete requirements; conduct enhanced due diligence review for accounts tagged as high risk
Assist the notary public in the notarization and preparation of notarial reports
Liase with internal and external stakeholders on different compliance concerns
May be required to take the Associate Person exam in 3 years
Bachelor's Degree in any course, preferably pre-law major or related courses
Excellent oral and written communication skills
Strong organization skills and good attention to detail
Can work independently and with minimum supervision
Special Leave Benefits for Women
Single Parent Leave
Paid Holidays
Medical / Health Insurance
Paid Sick Leave
Paid Bereavement/Family Leave
Life Insurance
Paid Vacation Leave
Maternity & Paternity Leave
Entry Level / Junior, Apprentice Legal Financial Services 1 opening Bachelor's degree graduate
COL is the country's most trusted wealth-building partner, helping nearly 400,000 Filipinos invest in stocks and mutual funds.For over 20 years now, COL has been committed to empower Filipinos to build their wealth and achieve financial independence, by providing them the tools and guidance they need to make smarter investing decisions.
Kalibrr
Other Info
Pasig City, Metro Manila
Permanent
Full-time
Permanent
Full-time
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COL Financial Group, Inc.
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Pasig City, Metro Manila
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Position Compliance assistant recruited by the company COL Financial Group, Inc. at MetroManila, Manila, Pasig, Joboko automatically collects the salary of , finds more jobs on Compliance Assistant or COL Financial Group, Inc. company in the links above
About the company
COL Financial Group, Inc. jobs
Pasig City, Metro Manila