Compliance analystMacquarie Group

Macquarie's Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
The Compliance division within RMG is seeking an analyst to join our team. The role will involve working with colleagues in RMG and other business groups to deliver solutions which manage our external obligations and allow Compliance to effectively manage risk.
As a member of the Compliance division, you will be responsible for:
Manage conflict of interest by reviewing and approving staff's declared personal trading
Manage Personal trade platform
Maintain employee accounts and trading records
Daily monitoring of personal/employee trade activities, policy exceptions and resolution tracking, review and entry of statement trade data
Manage broker account request, monitoring and reporting
Compliance systems administration services.
Responding to enquiries
Execute Breach Management Program
AdHoc data entry
Ensuring high level of accuracy and customer service are maintained in performing job responsibilities.
Assist in other compliance tasks as required to ensure team objectives are achieved
To be successful in the role the candidate will be required to have:
The ability to interpret complex verbal information, with strong communication skills, both written and verbal.
Effective interpersonal skills and ability to manage through the day today deadlines
Analytical and investigative mindset and attention to detail
The ability to develop relationships across various stakeholders
Ability to multi-task, be self-directed, prioritize and work on deadlines while maintaining a high degree of accuracy and quality
Tenacity and flexibility
Ability and strong desire to work as part of an effective and collaborative team
Ability to learn and understand applicable regulatory rules and regulations and industry best practices
High level of engagement and participation in discussion about compliance policy and strategy
Key skills requirements are:
Strong communication skills - verbal and written
Strong attention to details and accuracy
Good time management and document preparation skills
Ability to work autonomously on allocated tasks with the ability to escalate issues clearly and concisely where necessary
Problem solving skills
Effective at managing tasks through to completion
Intermediate/strong Microsoft Office skills - Outlook, Excel and Word
About the Risk Management Group
The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.
Our commitment to Diversity and Inclusion
The diversity of our people is one of our greatest strengths, and in combination with our inclusive environment, it enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of 'empowering people to innovate and invest for a better future' is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.
We are committed to providing a working environment that embraces and values diversity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.
About Macquarie
A career at Macquarie means you'll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world-whether it's accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we're empowering people to innovate and invest for a better future.
Our size and international presence means your work can take you anywhere-across business groups, disciplines, sectors and borders. With 16,300+ employees and offices in 31 markets around the world, we're a truly global organisation.
You'll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You'll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you'll have the opportunity to make a difference.
Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.
Find out more at
Job no: RMG-957415
Work type: Full time
Location: Manila
Category: Mid-senior, Mid-level, Risk Management
Group: Risk Management Group
Division: Compliance
Recruiter: Louise Florentino
Opening Date: 05/5/2021
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Macquarie's Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
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Manila
Macquarie's Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
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Macquarie Group

Manila City, Metro Manila
Permanent
Full-time