Compliance analyst (risk advisory)Robert Walters

A Compliance Analyst (Risk Advisory) job has become available at a global private markets investment manager.
About the Compliance Analyst (Risk Advisory) Role:
You will be part of the platform compliance team in Manila. In this role, you will be responsible for performing monitoring and testing tasks to ensure compliance with the principles set out in the compliance framework.
Key Responsibilities:
Perform compliance controls in accordance with the defined processes and procedures (initial focus on our marketing and trading activities)
Collaborate with ad hoc investigations raised by compliance colleagues and/or senior management
Be responsible for the new International Marketing and Prevention of Market Abuse controlling framework
Review new and existing instructions and procedures and propose potential topics for new controls applying a risk-based approach
Support the team in building the new platform compliance sub-team with new and additional second line controls out of Manila
Collaborate with regulatory compliance officers globally to discuss potential topics for new controls, implement controls and provide reporting on the findings
Collaborate with local compliance matters that might arise (data privacy, DOLE, BIR, PEZA and SEC)
Provide constructive feedback to achieve desired service levels in addressing all kind of compliance queries
Address queries raised by colleagues and foster a compliance mindset
To succeed in this role, you must have a university degree in accountancy, legal studies or business administration. Preferably a CPA or CIA with work experience in internal or external audit.
Key Requirements:
Three to five years of work experience in the areas of audit (risk advisory or business consultancy), compliance or legal. A background in the financial services industry and/or regulatory audit is a plus
Excellent communication skills in English (both written and verbal) are essential for this role
Strong interpersonal and communication skills that allow you to easily develop and maintain effective relationships with all levels of the organisation
Ability to work efficiently and independently
Fast learner with strong analytical, methodical and problem-solving skills. You should also be able to work independently, implement processes and procedures successfully
Good computer skills and proficient in the MS Office suite
The company is a global private markets investment manager, serving over 1,000 institutional investors. It has USD 127 billion in assets under management and more than 1,600 professionals across 20 offices worldwide. It realises potential in private markets by financing and developing great companies, desirable real estate and essential infrastructure, and creates value in investments through active and long-term responsible ownership.
If you are driven, determined, and a focused compliance professional seeking the right opportunity to take your career forward, this Compliance Analyst (Risk Advisory) role is right for you.
Apply today or contact me to discuss this new opportunity.
Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.
Get in touch
Jerald Yamat
+63 2 8841 9398
Robert Walters

Makati City, Metro Manila
Permanent
Full-time