Risk trade surveillanceMacquarie Group

Job Description
Are you a talented resource who has relevant exposure and knowledge in the financial markets and various market regulations and has an adequate experience in detection and investigation of market abuse and manipulation scenarios
This is an exciting opportunity for you to use your expertise in the financial products especially in over-the-counter products like forex and exchanged-traded derivatives like Futures and Options. A successful candidate must have a strong analytical and investigative mindset, attention to detail, effective interpersonal skills, and ability to manage through the day-to-day deadlines.
You will work in the Futures and Fixed Income Business Surveillance team to perform daily Level 1 Surveillance review on various market abuse scenario alert types and provide adequate review documentation of the resolution of alerts.
Apply a sound judgment and escalate any issues to the Level 2 teams regionally, where appropriate.
Regularly engage with your local and global colleagues to identify patterns and behaviours indicating market abuse and misconduct, and proactively contribute to the fine-tuning exercises of our detection parameters and models.
Maintain and update the documentation procedures related to surveillance processes, be able participate with the User Acceptance Testing of new systems/models if needed.
Participate in required regulatory audits whether external or internal and be able to supply necessary information and documents.
Liaise with various stakeholders to solve issues when they arise and effectively communicate any challenges and provide/suggest solutions when necessary.
Ideally you will have:
Bachelor's degree in business, finance, economics, or any relevant field of discipline.
At least 5 years of prior experience in Compliance or any regulatory role with focus in detection and review of potential risks especially market abuse and manipulation.
Familiarity with traded products - Fixed Income, Forex, Futures, Options, Commodities and/or Equities would be preferred.
Knowledge in reviewing market abuse scenarios (e.g. frontrunning, layering, spoofing, ramping) and the use of market surveillance systems like Nasdaq SMARTS and Scila as well as case management NICE ActOne is a plus.
Ability to multi-task, be self-directed, prioritize work to deadlines while maintaining a high degree of accuracy and quality of work.
If you're looking to join a global organization in a passionate team, apply today to start your journey!
Find out more about Macquarie at
About the Risk Management Group
The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.
Our commitment to Diversity, Equity and Inclusion
The diversity of our people is one of our greatest strengths. An inclusive and equitable environment enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of empowering people to innovate and invest for a better future is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.
We are committed to providing a working environment that embraces and values diversity, equity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.
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