Compliance risk assessments & testing associateDTCC

Job Description:
Are you ready to explore a world of possibilities?
Join our DTCC family, and you'll grow your expertise and become the best version of you. As you embark on a new journey, you'll be supported and surrounded by other professionals as you learn new skills, advance your career, and see the impact of your efforts every day.
Pay and Benefits:
Competitive compensation, including base pay and annual incentive
Comprehensive health and life insurance and well-being benefits, based on location
Retirement benefits
Paid Time Off and other leave of absence
Why you'll love this job:
Being a member of Genral Counsel's Office the Compliance Risk Assessments & Testing Team Member fosters compliance with regulatory requirements applicable to DTCC's entities through the implementation and execution of compliance risk assessments and testing.
Your Primary Responsibilities
Fosters an environment of regulatory awareness and maintains awareness of regulatory requirements and ongoing changes .
Interfaces and builds relationships with the business and support functions to understand tactical and big picture issues in the organization
With guidance, identifies and evaluates compliance risks present at DTCC
With supervision, executes test plans to assess the effectiveness of the compliance control environment
Identifies control deficiencies and assists the business with identifying sustainable corrective actions
Documents work clearly and concisely and prepares well-written reports
Identifies and supports enhancements to processes within the function
Provides compliance support to Compliance Liaisons and business support areas
Performs other special projects or assignments, as assigned
Understands and exhibits behaviors and competencies that demonstrate a risk management mindset
Supports alignment of the function with the overall compliance strategy
Takes an active role in one's own career development
Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately
**NOTE: The Primary Responsibilities of this role are not limited to the details above. **
Talents Needed For Success:
Minimum of 4 years of related experience
Bachelor's degree preferred with Masters or equivalent experience
Additional Qualifications
Ability to identify and assess risk and recommend controls to mitigate risk, with guidance
Ability to execute control testing, with guidance. Compliance Testing or audit experience strongly preferred.
Some knowledge of compliance principles and standards, including industry best practices and compliance controls
About Us: About DTCC
DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry's needs and we're working to continually improve the world's most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle.
DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.
About the Team:
The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters.
The Compliance Department is dedicated to protecting DTCC against risks of non-compliance with applicable laws and regulatory matters affecting DTCC and its subsidiaries, including evaluating and responding to new and changing federal, state, local and administrative regulations.
DTCC

Philippines
Permanent
Full-time