Compliance risk assessments & monitoringDTCC

Job Description:
About this Opportunity
This position supports the efforts of the Compliance Department to ensure DTCC's adherence to regulatory and compliance requirements as they relate to all lines of business and across all functional areas of the various subsidiary companies.
What You'll Do
Fosters an environment of regulatory awareness and maintains awareness of regulatory requirements and ongoing changes in DTCCs business
Interfaces and builds relationships with the businesses as well as other control functions to understand tactical and big picture issues in the organization
Identifies and evaluates compliance risks present at DTCC
Identifies control deficiencies, evaluates the impact, and assists the business with identifying sustainable corrective actions
Documents work performed clearly and concisely and prepares well-written reports
** NOTE: Responsibilities of this role are not limited to the details above. **
Sound Like You?
Minimum of 7 years of related experience
Bachelor's degree preferred with Masters or equivalent experience
Talents Needed for Success:
Solid understanding of compliance principles and standards, including industry best practices and compliance controls
Knowledge of the financial services industry and regulatory environment
Knowledge of and ability to interpret financial services industry regulatory requirements
Strong written and verbal communication skills and attention to detail
Highly flexible, able to change direction based on environmental demands, and multi-project oriented
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
About Us: About DTCC
DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry's needs and we're working to continually improve the world's most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle.
Our work environment favors openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.
About the Team:
The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters.
The Compliance Department is dedicated to protecting DTCC against risks of non-compliance with applicable laws and regulatory matters affecting DTCC and its subsidiaries, including evaluating and responding to new and changing federal, state, local and administrative regulations.
DTCC

Philippines
Permanent
Full-time