Compliance analystMacquarie Group

Macquarie's Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel lia Macquarie's Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed. The Compliance division within RMG is seeking an analyst to join our team. The role will involve working with colleagues in RMG and other business groups to deliver solutions which manage our external obligations and allow Compliance to effectively manage risk. As a member of the Compliance division, you will be responsible for: Manage conflict of interest by reviewing and approving staff's declared personal trading Manage Personal trade platform Maintain employee accounts and trading records Daily monitoring of personal/employee trade activities, policy exceptions and resolution tracking, review and entry of statement trade data Manage broker account request, monitoring and reporting Compliance systems administration services. Responding to enquiries Execute Breach Management Program AdHoc data entry Ensuring high level of accuracy and customer service are maintained in performing job responsibilities. Assist in other compliance tasks as required to ensure team objectives are achieved To be successful in the role the candidate will be required to have: The ability to interpret complex verbal information, with strong communication skills, both written and verbal. Effective interpersonal skills and ability to manage through the day today deadlines Analytical and investigative mindset and attention to detail The ability to develop relationships across various stakeholders Ability to multi-task, be self-directed, prioritize and work on deadlines while maintaining a high degree of accuracy and quality Tenacity and flexibility Ability and strong desire to work as part of an effective and collaborative team Ability to learn and understand applicable regulatory rules and regulations and industry best practices High level of engagement and participation in discussion about compliance policy and strategy Key skills requirements are: Strong communication skills - verbal and written Strong attention to details and accuracy Good time management and document preparation skills Ability to work autonomously on allocated tasks with the ability to escalate issues clearly and concisely where necessary Problem solving skills Effective at managing tasks through to completion Intermediate/strong Microsoft Office skills - Outlook, Excel and Word About the Risk Management Group The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support. Our commitment to Diversity and Inclusion The diversity of our people is one of our greatest strengths, and in combination with our inclusive environment, it enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of 'empowering people to innovate and invest for a better future' is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways. We are committed to providing a working environment that embraces and values diversity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.
Monster

Philippines
Permanent
Full-time