business Operations - luzon 2021Concentrix

Job Title: Business Operations - Luzon 2021
Job Description A compliance associate job involves a wide range of activities such as coordinating and managing the compliance monitoring process, leading specific data protection initiatives, preparing compliance policies, and advising on sales practices and promotions. A compliance associate will monitor a firm\\\'s information barriers and track information flow and conduct surveillance of employee, proprietary, customer and affiliate trading accounts. A compliance associate will review research for compliance with applicable regulatory requirements and internal policies and will be responsible for communications between investment banking and research personnel. A compliance associate may provide advice with respect to a firm\\\'s information barrier policies, including trading restrictions, clearance of employee trading requests, and research publications.
Candidate must possess at least a Bachelor's/College Degree, any field.
No work experience required.
Full-Time position(s) available.
Location: PHL Quezon City - Tera Tower 16th Floor
Language Requirements:
Time Type:
Concentrix

Baguio, Benguet
Permanent
Full-time