Responsibilities:
Help set all guidance & Policies beyond just regulatory needs
Advise on proposed Operational SOP pre implementation and suggest amendments and/or enhanced controls where needed
Deliver initial training as transformation commence
Ensure aware of all regulatory changes that may affect the business, analyze as to effect and possible changes in Operations and ensure disseminated to Management as early as possible
Where necessary during Consultation phase engage with Regulators and/or Industry colleagues to ensure practical considerations take into account
Assist in implementing any changes to SOPs required (and necessary training provided)
Likewise engage with Regulator when business plans or regulatory permissions change
Advise the business on regulatory interpretation as required on a day to day basis
Ensure all required routine training available/delivered as transition phase commences and ongoing for onboarding employees or as annual mandatory training
Advise on breaches and complaints management
Liaise with/oversee Offshore colleagues in same function (presumably just as to their obligation with local regulatory needs]
Qualifications:
College Graduate of any field
Has 6-8 years relevant experience
Previous experience of advising on Policies and SOPs as well ongoing Regulatory Interpretation covering Retail Investments (and willing & able to quickly pick up Pensions aspects if not covered before)
Skills & Knowledge Required:
· Expert regulatory knowledge and then how regulation applies across relevant business activities and oversight of such
· Ability to work without supervision and under pressure
· Efficient and well organized
· Strong communication skills both written and verbal
· Credible and assertive manner
· Discretion, tact and resilience
· Professional manner with the ability to influence and persuade
· They must be a skilled communicator and able to deal with a wide variety of internal stakeholders and financial regulator
Bossjob
Help set all guidance & Policies beyond just regulatory needs
Advise on proposed Operational SOP pre implementation and suggest amendments and/or enhanced controls where needed
Deliver initial training as transformation commence
Ensure aware of all regulatory changes that may affect the business, analyze as to effect and possible changes in Operations and ensure disseminated to Management as early as possible
Where necessary during Consultation phase engage with Regulators and/or Industry colleagues to ensure practical considerations take into account
Assist in implementing any changes to SOPs required (and necessary training provided)
Likewise engage with Regulator when business plans or regulatory permissions change
Advise the business on regulatory interpretation as required on a day to day basis
Ensure all required routine training available/delivered as transition phase commences and ongoing for onboarding employees or as annual mandatory training
Advise on breaches and complaints management
Liaise with/oversee Offshore colleagues in same function (presumably just as to their obligation with local regulatory needs]
Qualifications:
College Graduate of any field
Has 6-8 years relevant experience
Previous experience of advising on Policies and SOPs as well ongoing Regulatory Interpretation covering Retail Investments (and willing & able to quickly pick up Pensions aspects if not covered before)
Skills & Knowledge Required:
· Expert regulatory knowledge and then how regulation applies across relevant business activities and oversight of such
· Ability to work without supervision and under pressure
· Efficient and well organized
· Strong communication skills both written and verbal
· Credible and assertive manner
· Discretion, tact and resilience
· Professional manner with the ability to influence and persuade
· They must be a skilled communicator and able to deal with a wide variety of internal stakeholders and financial regulator
Bossjob
Other Info
Cebu City, Cebu
Permanent
Full-time
Permanent
Full-time
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Wipro
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